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FTC Safeguards Rule (GLBA)

FTC Safeguards Rule for financial-services clients

Official source: FTC Safeguards Rule (GLBA)

Track the nine elements of the FTC Safeguards Rule for non-banking financial institutions — including the qualified individual, risk assessment and MFA mandates.

Get started Read the checklist
FTC Safeguards · elements 8 / 9
§314.4(a)Qualified individualPASS
§314.4(b)Risk assessmentPASS
§314.4(c)Safeguards & MFAPARTIAL
§314.4(d)Monitoring & testingPASS
§314.4(e)TrainingPASS
§314.4(f)Service-provider oversightFAIL
FTC Safeguards is one of ten frameworks mapped from a single scan
SOC 2
HIPAA
PCI DSS v4
NIST CSF 2.0
CMMC
ISO 27001
CIS v8
FTC Safeguards
Cyber Essentials
NIST 800-171
Coverage

How SBCMSP maps FTC Safeguards

Continuous monitoring across every control family — 9 controls, scored on each scan.

Program governance

A qualified individual and written program.

Risk assessment

Document and act on identified risks.

Technical safeguards

Encryption, MFA and access control.

Monitoring & testing

Continuous monitoring or pen testing.

Oversight

Service-provider and incident requirements.

Evidence & reporting

Auto-collected evidence and a white-label, audit-ready PDF for every control.

Who it’s for Non-banking financial institutions covered by GLBA — and their IT providers.
Continuous, not point-in-time

Audit-ready all year — not just at renewal

Instead of a frantic evidence scramble before the audit, SBCMSP monitors each FTC Safeguards control continuously and flags drift the moment it happens.

  • Control-level pass / partial / fail status
  • Auto-collected, timestamped evidence
  • Gap remediation guidance per control
  • White-label report for the client & auditor
readiness · acme-corp89%
89
Controls passing8 / 9
Evidence collected94%
Open gaps2

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